-
Role
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Sr. VP and CFO
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Signature
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Danielle White, Attorney-in-fact for Nicholas C. Gangestad
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Stock symbol
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ROK
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Transactions as of
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Dec 7, 2023
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Transactions value $
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-$280,552
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Form type
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4
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Date filed
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12/11/2023, 08:48 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+912 |
+11.76% |
$0.00 |
8,669 |
Dec 7, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
-Sell |
-$119,151 |
-427 |
-4.93% |
$279.04 |
8,242 |
Dec 8, 2023 |
Direct |
F1, F2 |
transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+1,232 |
+14.95% |
$0.00 |
9,474 |
Dec 9, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
-Sell |
-$144,594 |
-517 |
-5.46% |
$279.68 |
8,957 |
Dec 11, 2023 |
Direct |
F3, F4 |
transaction |
ROK |
Common Stock |
-Sell |
-$16,807 |
-60 |
-0.67% |
$280.12 |
8,897 |
Dec 11, 2023 |
Direct |
F3, F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROK |
Restricted Stock Units |
-Options Exercise |
$0 |
-912 |
-49.97% |
$0.00 |
913 |
Dec 7, 2023 |
Common Stock |
912 |
|
Direct |
F6, F7 |
transaction |
ROK |
Restricted Stock Units |
-Options Exercise |
$0 |
-1,232 |
-33.33% |
$0.00 |
2,464 |
Dec 9, 2023 |
Common Stock |
1,232 |
|
Direct |
F6, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: