Nicholas C. Gangestad - Dec 4, 2023 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Sr. VP and CFO
Signature
Danielle White, Attorney-in-fact for Nicholas C. Gangestad
Stock symbol
ROK
Transactions as of
Dec 4, 2023
Transactions value $
$0
Form type
4
Date filed
12/5/2023, 07:53 PM
Previous filing
Sep 1, 2023
Next filing
Dec 11, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Award $0 +11.2K $0.00 11.2K Dec 4, 2023 Common Stock 11.2K $279.50 Direct F1, F2
transaction ROK Restricted Stock Units Award $0 +3.44K $0.00 3.44K Dec 4, 2023 Common Stock 3.44K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Awarded under the Company's 2020 Long-Term Incentives Plan.
F2 The options vest in three substantially equal annual installments beginning on the date exercisable.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.