-
Role
-
Senior Vice President
-
Signature
-
Danielle White, Attorney-in-fact for Frank C. Kulaszewicz
-
Stock symbol
-
ROK
-
Transactions as of
-
Jun 13, 2023
-
Transactions value $
-
-$2,395,990
-
Form type
-
4
-
Date filed
-
6/13/2023, 08:07 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROK |
Common Stock |
+Options Exercise |
$1,178,580 |
+6,000 |
+38.99% |
$196.43 |
21,389 |
Jun 13, 2023 |
Direct |
F1 |
transaction |
ROK |
Common Stock |
-Sell |
-$1,860,000 |
-6,000 |
-28.05% |
$310.00 |
15,389 |
Jun 13, 2023 |
Direct |
F1 |
transaction |
ROK |
Common Stock |
-Sell |
-$535,990 |
-1,729 |
-11.24% |
$310.00 |
13,660 |
Jun 13, 2023 |
Direct |
F2 |
holding |
ROK |
Common Stock |
|
|
|
|
|
28 |
Jun 13, 2023 |
By Savings Plan |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROK |
Employee Stock Option (Right to Buy) |
-Options Exercise |
-$1,178,580 |
-6,000 |
-37.97% |
$196.43 |
9,800 |
Jun 13, 2023 |
Common Stock |
6,000 |
$196.43 |
Direct |
F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: