Frank C. Kulaszewicz - Feb 28, 2023 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP
Signature
Danielle White, Attorney-in-fact for Frank C. Kulaszewicz
Stock symbol
ROK
Transactions as of
Feb 28, 2023
Transactions value $
$0
Form type
4
Date filed
2/28/2023, 08:40 PM
Previous filing
Dec 15, 2022
Next filing
Jun 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $32.8K +167 +1.11% $196.43 15.3K Feb 28, 2023 Direct
transaction ROK Common Stock Options Exercise $32.8K +133 +0.87% $246.77 15.4K Feb 28, 2023 Direct
holding ROK Common Stock 28 Feb 28, 2023 By Savings Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Options Exercise -$32.8K -167 -1.05% $196.43 15.8K Feb 28, 2023 Common Stock 167 $196.43 Direct F2
transaction ROK Employee Stock Option (Right to Buy) Options Exercise -$32.8K -133 -1.92% $246.77 6.78K Feb 28, 2023 Common Stock 133 $246.77 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/22. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F2 The option vests in three substantially equal annual installments beginning on the date exercisable.