| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | +Options Exercise | $0 | +5,308 | +119.98% | $0.00 | 9,732 | Mar 1, 2023 | Direct | |
| transaction | ROK | Common Stock | -Sell | -$519,261 | -1,765 | -18.14% | $294.20 | 7,967 | Mar 2, 2023 | Direct | F1, F2 |
| transaction | ROK | Common Stock | -Sell | -$61,881 | -210 | -2.64% | $294.67 | 7,757 | Mar 2, 2023 | Direct | F1, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Restricted Stock Units | -Options Exercise | $0 | -5,308 | -50% | $0.00 | 5,309 | Mar 1, 2023 | Common Stock | 5,308 | Direct | F4, F5 |
| Id | Content |
|---|---|
| F1 | Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 3/1/2023. |
| F2 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $293.62 to $294.61 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F3 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.62 to $294.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
| F5 | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |