Nicholas C. Gangestad - 09 Dec 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Sr. VP and CFO
Signature
Danielle White, Attorney-in-fact for Nicholas C. Gangestad
Issuer symbol
ROK
Transactions as of
09 Dec 2022
Net transactions value
$0
Form type
4
Filing time
13 Dec 2022, 16:58:43 UTC
Previous filing
08 Dec 2022
Next filing
02 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Award $0 +12,368 $0.000000 12,368 09 Dec 2022 Common Stock 12,368 $259.81 Direct F1, F2
transaction ROK Restricted Stock Units Award $0 +3,696 $0.000000 3,696 09 Dec 2022 Common Stock 3,696 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Awarded under the Company's 2020 Long-Term Incentives Plan.
F2 The options vest in three substantially equal annual installments beginning on the date exercisable.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.