Scott Genereux - Feb 1, 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Sr.VP, Chief Revenue Officer
Signature
Danielle White, Attorney-in-fact for Scott Genereux
Stock symbol
ROK
Transactions as of
Feb 1, 2022
Transactions value $
-$275,971
Form type
4
Date filed
2/3/2022, 03:21 PM
Previous filing
Dec 9, 2021
Next filing
Jun 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +2.69K $0.00 2.69K Feb 1, 2022 Direct
transaction ROK Common Stock Sale -$52.8K -180 -6.69% $293.25 2.51K Feb 2, 2022 Direct F1, F2
transaction ROK Common Stock Sale -$135K -458 -18.24% $294.17 2.05K Feb 2, 2022 Direct F1, F3
transaction ROK Common Stock Sale -$88.5K -300 -14.61% $294.86 1.75K Feb 2, 2022 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -2.69K -33.33% $0.00 5.38K Feb 1, 2022 Common Stock 2.69K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/3/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $292.56 to $293.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $293.64 to $294.63. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F4 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.66 to $295.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F6 Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.