SCOTT GENEREUX - 07 Dec 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Sr.VP, Chief Revenue Officer
Signature
Karen A. Balistreri, Attorney-in-fact for Scott Genereux
Issuer symbol
ROK
Transactions as of
07 Dec 2021
Net transactions value
$0
Form type
4
Filing time
09 Dec 2021, 17:13:09 UTC
Previous filing
04 Jun 2021
Next filing
03 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Award $0 +6,844 $0.000000 6,844 07 Dec 2021 Common Stock 6,844 $350.76 Direct F1, F2
transaction ROK Restricted Stock Units Award $0 +1,711 $0.000000 1,711 07 Dec 2021 Common Stock 1,711 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Awarded under the Company's 2020 Long-Term Incentives Plan.
F2 The options vest in three substantially equal annual installments beginning on the date exercisable.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.