Dale Broadrick - 14 Sep 2023 Form 4 Insider Report for BioRestorative Therapies, Inc. (BRTX)

Role
10%+ Owner
Signature
/s/ Dale Broadrick
Issuer symbol
BRTX
Transactions as of
14 Sep 2023
Net transactions value
+$32,000
Form type
4
Filing time
18 Sep 2023, 09:20:07 UTC
Previous filing
14 Sep 2023
Next filing
01 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRTX Common Stock Purchase $15,400 +10,000 +3.3% $1.54 317,573 14 Sep 2023 Direct
transaction BRTX Common Stock Purchase $16,600 +10,000 +3.1% $1.66 327,573 15 Sep 2023 Direct
holding BRTX Common Stock 317,972 14 Sep 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BRTX Warrant to acquire Common Stock 250 14 Sep 2023 Common Stock 250 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 276 14 Sep 2023 Common Stock 276 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 833 14 Sep 2023 Common Stock 833 $120.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.