Dale Broadrick - Sep 14, 2023 Form 4 Insider Report for BioRestorative Therapies, Inc. (BRTX)

Role
10%+ Owner
Signature
/s/ Dale Broadrick
Stock symbol
BRTX
Transactions as of
Sep 14, 2023
Transactions value $
$32,000
Form type
4
Date filed
9/18/2023, 09:20 AM
Previous filing
Sep 14, 2023
Next filing
Dec 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRTX Common Stock Purchase $15.4K +10K +3.25% $1.54 318K Sep 14, 2023 Direct
transaction BRTX Common Stock Purchase $16.6K +10K +3.15% $1.66 328K Sep 15, 2023 Direct
holding BRTX Common Stock 318K Sep 14, 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BRTX Warrant to acquire Common Stock 250 Sep 14, 2023 Common Stock 250 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 276 Sep 14, 2023 Common Stock 276 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 833 Sep 14, 2023 Common Stock 833 $120.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.