Dale Broadrick - Jul 28, 2023 Form 4 Insider Report for BioRestorative Therapies, Inc. (BRTX)

Role
10%+ Owner
Signature
/s/ Dale Broadrick
Stock symbol
BRTX
Transactions as of
Jul 28, 2023
Transactions value $
$5,165
Form type
4
Date filed
9/14/2023, 04:08 PM
Previous filing
Jul 28, 2023
Next filing
Sep 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRTX Common Stock Purchase $1.45K +500 +0.16% $2.89 307K Jul 28, 2023 Direct
transaction BRTX Common Stock Purchase $1.81K +1K +0.33% $1.81 308K Sep 7, 2023 Direct
transaction BRTX Common Stock Purchase $1.91K +1K +0.32% $1.91 318K Sep 7, 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BRTX Warrant to acquire Common Stock 250 Jul 28, 2023 Common Stock 250 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 276 Jul 28, 2023 Common Stock 276 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 833 Jul 28, 2023 Common Stock 833 $120.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.