Johanna B. Anderson - 31 Dec 2025 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, President TCB CNY
Signature
/s/ Cynthia M. Manuele, attorney-in-fact for Ms. Anderson
Issuer symbol
TMP
Transactions as of
31 Dec 2025
Net transactions value
$0
Form type
4
Filing time
05 Jan 2026, 15:45:14 UTC
Previous filing
14 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Anderson Johanna B EVP, President TCB CNY PO BOX 460, ITHACA /s/ Cynthia M. Manuele, attorney-in-fact for Ms. Anderson 05 Jan 2026 0001974256

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Disposed to Issuer $0 -2,405 -89% $0.000000 296 31 Dec 2025 Direct F1, F2
holding TMP Common Stock - 401k/esop 42 31 Dec 2025 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Phantom Stock 1,403 31 Dec 2025 Common Stock 1,403 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Johanna B. Anderson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Ms. Anderson's employment with the Company ended on December 31, 2025.
F2 Disposition of shares to the Issuer due to forfeiture of restricted stock.
F3 Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.