John M. McKenna - 03 Nov 2025 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, Pres. Tompkins Comm. Bank
Signature
/s/ John M. McKenna
Issuer symbol
TMP
Transactions as of
03 Nov 2025
Net transactions value
-$9,467
Form type
4
Filing time
05 Nov 2025, 10:04:48 UTC
Previous filing
13 Nov 2024
Next filing
14 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
McKenna John M EVP, Pres. Tompkins Comm. Bank P.O. BOX 460, ITHACA /s/ John M. McKenna 04 Nov 2025 0001615770

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Options Exercise $125,808 +2,235 +15% $56.29 17,235 03 Nov 2025 Direct
transaction TMP Common Stock Tax liability $135,275 -2,085 -12% $64.88 15,150 03 Nov 2025 Direct F1
holding TMP Common Stock 2,277 03 Nov 2025 by 401(K) ESOP
holding TMP Common Stock 131 03 Nov 2025 by 401(K) ISOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMP Stock Appreciation Rights (SAR) Options Exercise $0 -2,235 -100% $0.000000 0 03 Nov 2025 Common Stock 2,235 $56.29 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for Option cost and taxes
F2 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.