| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Kershaw David | SVP, PAO | PO BOX 460, ITHACA | /s/ David. K. Kershaw | 04 Nov 2025 | 0001993586 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TMP | Common Stock | Options Exercise | $39,684 | +705 | +16% | $56.29 | 5,032 | 03 Nov 2025 | Direct | |
| transaction | TMP | Common Stock | Tax liability | $41,912 | -646 | -13% | $64.88 | 4,386 | 03 Nov 2025 | Direct | F1 |
| holding | TMP | Common Stock | 1,310 | 03 Nov 2025 | by 401(k) | ||||||
| holding | TMP | Common Stock | 2,668 | 03 Nov 2025 | by ESOP |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TMP | Stock Appreciation Rights (SAR) | Options Exercise | $0 | -705 | -100% | $0.000000 | 0 | 03 Nov 2025 | Common Stock | 705 | $56.29 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Shares withheld for Option cost and taxes. |
| F2 | Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |