| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Torcello Diane D | EVP & President, Tompkins WNY | PO BOX 460, ITHACA | /s/ Diane D. Torcello | 04 Nov 2025 | 0001975155 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TMP | Common Stock | Options Exercise | $44,767 | +690 | +11% | $64.88 | 7,004 | 03 Nov 2025 | Direct | |
| transaction | TMP | Common Stock | Tax liability | $35,913 | -638 | -9.1% | $56.29 | 6,366 | 03 Nov 2025 | Direct | F1 |
| holding | TMP | Common Stock | 1,830 | 03 Nov 2025 | By ESOP |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TMP | Stock Appreciation Rights (SAR) | Options Exercise | $0 | -690 | -100% | $0.000000 | 0 | 03 Nov 2025 | Common Stock | 690 | $56.29 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Shares withheld for option costs and taxes. |
| F2 | Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |