| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Coleman Mark | Director | C/O AXSOME THERAPEUTICS, INC., ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK | /s/ Nick Pizzie, Attorney-in-Fact | 09 Sep 2025 | 0001658379 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXSM | Common Stock | Purchase | $101,760 | +800 | +1.7% | $127.20 | 47,437 | 08 Sep 2025 | Direct | F1 |
| transaction | AXSM | Common Stock | Purchase | $36,535 | +287 | +0.61% | $127.30 | 47,724 | 08 Sep 2025 | Direct | F1 |
| transaction | AXSM | Common Stock | Purchase | $62,171 | +488 | +1% | $127.40 | 48,212 | 08 Sep 2025 | Direct | F1 |
| holding | AXSM | Common Stock | 403,856 | 08 Sep 2025 | See Footnote | F2 |
| Id | Content |
|---|---|
| F1 | Represents the open market purchase of shares of the Issuer's common stock. |
| F2 | Such shares are held by an entity, of which the reporting person has voting and dispositive power, and therefore, the reporting person is deemed to be the indirect beneficial owner of such shares. |