| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Fine Joshua M | Chief Operating Officer | C/O RAFAEL HOLDINGS, INC., 520 BROAD STREET, NEWARK | Joyce J Mason, by Power of Attorney | 05 Sep 2025 | 0001779940 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | RFL | Class B Common Stock, per value $.01 per share | 9,380 | 03 Sep 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RFL | Stock Options (right to buy) | Award | $0 | +24,558 | $0.000000 | 24,558 | 03 Sep 2025 | Class B Common Stock | 24,558 | $1.38 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | These shares of Class B common stock are held jointly by the Reporting Person and his wife. |
| F2 | The options shall vest as follows: 12,279 shares on each of September 3, 2026 and September 3, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date. |