Douglas L. Kennedy - Jul 23, 2025 Form 4 Insider Report for PEAPACK GLADSTONE FINANCIAL CORP (PGC)

Role
President & CEO
Signature
Douglas L. Kennedy
Stock symbol
PGC
Transactions as of
Jul 23, 2025
Transactions value $
$97,628
Form type
4
Date filed
7/24/2025, 04:35 PM
Previous filing
Mar 31, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
KENNEDY DOUGLAS L President & CEO 500 HILLS DRIVE, SUITE 300, PO BOX 700, BEDMINSTER Douglas L. Kennedy 2025-07-24 0001560350

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGC Common Stock Purchase $97.6K +3.72K +10.51% $26.24 39.1K Jul 23, 2025 Direct
holding PGC Common Stock 207K Jul 23, 2025 Rabbi Trust F1
holding PGC Common Stock 18.5K Jul 23, 2025 401(k) F2
holding PGC Common Stock 10.9K Jul 23, 2025 Employee Stock Purchase Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PGC Restrictued Stock Units 11.7K Jul 23, 2025 Common Stock 11.7K Direct F3, F4
holding PGC Restricted Stock Units 17.8K Jul 23, 2025 Common Stock 17.8K Direct F3, F5
holding PGC Restricted Stock Units 43.7K Jul 23, 2025 Common Stock 43.7K Direct F6, F7
holding PGC Phantom Stock 6.88K Jul 23, 2025 Common Stock 6.88K Direct F8, F9
holding PGC Phantom Stock 2.83K Jul 23, 2025 Common Stock 2.83K Direct F8, F10
holding PGC Phantom Stock 15.5K Jul 23, 2025 Common Stock 15.5K Direct F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
F2 Includes 401(k) contributions used to purchase PGC stock.
F3 Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F4 The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F5 The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F6 Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
F7 The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
F8 Each share of phantom stock is the economic equivalent of one share of common stock.
F9 The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.
F10 The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date.
F11 Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.
F12 The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.