| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGC | Common Stock | Sale | $142,898 | -5,000 | -12% | $28.58 | 35,409 | 28 Mar 2025 | Direct | F1 |
| holding | PGC | Common Stock | 207,136 | 28 Mar 2025 | Rabbi Trust | F2 | |||||
| holding | PGC | Common Stock | 18,493 | 28 Mar 2025 | 401(k) | F3 | |||||
| holding | PGC | Common Stock | 10,077 | 28 Mar 2025 | Employee Stock Purchase Plan | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | PGC | Restrictued Stock Units | 11,689 | 28 Mar 2025 | Common Stock | 11,689 | Direct | F5, F6 | ||||||
| holding | PGC | Restricted Stock Units | 17,836 | 28 Mar 2025 | Common Stock | 17,836 | Direct | F5, F7 | ||||||
| holding | PGC | Restricted Stock Units | 43,742 | 28 Mar 2025 | Common Stock | 43,742 | Direct | F8, F9 | ||||||
| holding | PGC | Phantom Stock | 6,881 | 28 Mar 2025 | Common Stock | 6,881 | Direct | F10, F11 | ||||||
| holding | PGC | Phantom Stock | 2,828 | 28 Mar 2025 | Common Stock | 2,828 | Direct | F10, F12 | ||||||
| holding | PGC | Phantom Stock | 15,482 | 28 Mar 2025 | Common Stock | 15,482 | Direct | F13, F14 |
| Id | Content |
|---|---|
| F1 | The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dates November 22, 2024. |
| F2 | Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| F3 | Includes 401(k) contributions used to purchase PGC stock. |
| F4 | Includes shares received through dividend reinvestment since the last filing. |
| F5 | Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. |
| F6 | The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. |
| F7 | The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. |
| F8 | Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. |
| F9 | The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. |
| F10 | Each share of phantom stock is the economic equivalent of one share of common stock. |
| F11 | The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date. |
| F12 | The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date. |
| F13 | Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met. |
| F14 | The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied. |