Krishna Shivram - 04 Jun 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Saul R. Laureles, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
04 Jun 2025
Net transactions value
$0
Form type
4
Filing time
06 Jun 2025, 19:21:54 UTC
Previous filing
03 Jun 2025
Next filing
28 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Shivram Krishna Director 1400 POST OAK BOULEVARD, SUITE 560, HOUSTON /s/ Saul R. Laureles, Attorney-in-Fact 06 Jun 2025 0001512863

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +149,723 $0.000000 149,723 04 Jun 2025 Common Stock, Par Value 0.0001 Per Share 149,723 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.