James P. Kavanaugh - 04 Jun 2025 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Director
Signature
/s/ James Kavanaugh
Issuer symbol
SF
Transactions as of
04 Jun 2025
Net transactions value
+$175,031
Form type
4
Filing time
06 Jun 2025, 16:43:39 UTC
Previous filing
07 Jun 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kavanaugh James P. Director 501 NORTH BROADWAY, ST. LOUIS /s/ James Kavanaugh 06 Jun 2025 0001940969

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +1,914 +37% $0.000000 7,096 05 Jun 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $175,031 +1,875 +98% $93.35 3,789 04 Jun 2025 Common Stock 1,875 $0.000000 Direct F1, F2
transaction SF Phantom Stock Units Options Exercise $0 -1,914 -51% $0.000000 1,875 05 Jun 2025 Common Stock 1,914 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units vest quarterly over a one year period.
F2 No expiration date for these Units
F3 Currently exercisable.