Ronald C. Foster - 02 May 2025 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
02 May 2025
Transactions value $
$0
Form type
4
Filing time
06 May 2025, 19:14:19
Previous filing
07 May 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
FOSTER RONALD C Director 1595 WYNKOOP STREET, SUITE 800, DENVER /s/ Elizabeth Vonne - Attorney-in-Fact 06 May 2025 0001222896

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Options Exercise +2.09K +92.73% 4.35K 03 May 2025 Direct F1
holding AEIS Common Stock 18.4K 02 May 2025 By Self As Trustee F2
holding AEIS Common Stock 18.4K 02 May 2025 By Spouse As Trustee F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Restricted Stock Units Award $0 +2.31K $0.00 2.31K 02 May 2025 Common Stock 2.31K Direct F4, F5
transaction AEIS Restricted Stock Units Options Exercise $0 -2.09K -100% $0.00 0 03 May 2025 Common Stock 2.09K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary.
F3 Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.
F4 Represents an annual grant of restricted stock units to the reporting person on May 2, 2025 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.
F5 Restricted stock units are not exercisable and do not have an expiration date.