| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEIS | Common Stock | Options Exercise | +2.26K | 2.26K | May 5, 2024 | Direct | F1 | |||
| holding | AEIS | Common Stock | 18.4K | May 3, 2024 | By Self As Trustee | F2 | |||||
| holding | AEIS | Common Stock | 18.4K | May 3, 2024 | By Spouse As Trustee | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEIS | Restricted Stock Units | Award | $0 | +2.09K | $0.00 | 2.09K | May 3, 2024 | Common Stock | 2.09K | $0.00 | Direct | F4, F5 | |
| transaction | AEIS | Restricted Stock Units | Options Exercise | $0 | -2.26K | -100% | $0.00* | 0 | May 5, 2024 | Common Stock | 2.26K | Direct | F1 |
| Id | Content |
|---|---|
| F1 | On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. |
| F2 | Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary. |
| F3 | Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary. |
| F4 | Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. |
| F5 | Restricted stock units are not exercisable and do not have an expiration date. |