Key facts
- This page summarizes Benjamin G. Jackson's Form 4 filing for SERA PROGNOSTICS, INC. (SERA).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 07 Mar 2025, 19:29.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Award
Sale
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Award
Additional SEC filing notes
Footnote F1
Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the vesting commencement date, which is March 10, 2025, subject to the Reporting Person continuing to provide services to the issuer.
Footnote F2
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.
Footnote F3
The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.07 to $4.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.
Footnote F4
These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 10, 2025, subject to the Reporting Person continuing to provide services to the issuer.