| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOTE | Class A Common Stock | Award | $4,808 | +5,284 | +2.8% | $0.9100 | 195,573 | 31 Dec 2024 | Gerald Yao Revocable Trust Dated January 10, 2019 | F1, F2 |
| transaction | NOTE | Class A Common Stock | Tax liability | $618 | -483 | -0.25% | $1.28 | 195,090 | 07 Feb 2025 | Gerald Yao Revocable Trust Dated January 10, 2019 | F2, F3 |
| holding | NOTE | Class A Common Stock | 4,000 | 31 Dec 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | These shares were acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| F2 | The Reporting Person is Trustee of this Trust. |
| F3 | Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,251 restricted stock units. |