Gerald Yao - Dec 18, 2024 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Signature
/s/ Todd Aman, Attorney-in-Fact
Stock symbol
NOTE
Transactions as of
Dec 18, 2024
Transactions value $
-$4,125
Form type
4
Date filed
12/19/2024, 04:50 PM
Previous filing
Nov 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Sale -$4.13K -2.75K -1.4% $1.50 193K Dec 18, 2024 Gerald Yao Revocable Trust Dated January 10, 2019 F1, F2
holding NOTE Class A Common Stock 4K Dec 18, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were made in multiple transactions, each at a price of $1.50 per share, pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2024.
F2 The Reporting Person is Trustee of this Trust.