Christine Barwell - 27 Jan 2025 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Chief Human Resources Officer
Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Christine Barwell
Issuer symbol
LICY
Transactions as of
27 Jan 2025
Net transactions value
-$1,533
Form type
4
Filing time
29 Jan 2025, 18:48:43 UTC
Previous filing
10 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Sale $1,533 -1,426 -2.2% $1.08 62,058 27 Jan 2025 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").
F2 Includes 59,819 RSUs previously awarded to the Reporting Person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F3 On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of securities reported on this Form 4 have been adjusted to reflect the Share Consolidation.