| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SANW | Common Stock, par value $0.001 per share | Sale | -$30K | -200K | -16.76% | $0.15 | 993K | Dec 19, 2024 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | S&W Seed Company (the "Company") acquired the Common Stock reported herein directly from MFP Partners, L.P. ("MFP Partners") pursuant to a Stock Purchase Agreement dated December 19, 2024. |
| F2 | This report is filed jointly by MFP Partners, MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with the Company. MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. |
| F3 | MFP Partners is the direct beneficial owner of the Common Stock reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Common Stock reported herein; however, each such Reporting Person disclaims beneficial ownership of such Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |