Conor Spollen - Dec 3, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Chief Operating Officer
Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Conor Spollen
Stock symbol
LICY
Transactions as of
Dec 3, 2024
Transactions value $
-$9,379
Form type
4
Date filed
12/5/2024, 08:11 PM
Previous filing
May 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Sale -$9.38K -4.97K -5.09% $1.89 92.7K Dec 3, 2024 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.82 to $1.985.
F3 Includes 79,382 RSUs previously awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and reporting person's continued service through such vesting date.
F4 On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of securities reported on this Form 4 have been adjusted to reflect the Share Consolidation.