Global Value Investment Corp. - Nov 29, 2024 Form 3 Insider Report for Fluent, Inc. (FLNT)

Role
10%+ Owner
Signature
James P. Geygan, Chief Executive Officer
Stock symbol
FLNT
Transactions as of
Nov 29, 2024
Transactions value $
$0
Form type
3
Date filed
12/3/2024, 05:49 PM
Previous filing
Oct 29, 2024
Next filing
Dec 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FLNT Common Stock 3.04M Nov 29, 2024 See footnotes. F1, F2
holding FLNT Common Stock 9.39K Nov 29, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this submission.
F2 In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

Remarks:

On November 29, 2024, Global Value Investment Corporation ("GVIC") entered into a securities purchase agreement with Fluent, Inc. ("Fluent") pursuant to which Fluent agreed to sell to GVIC 1,943,676 shares (the "Shares") of common stock of Fluent, par value $0.0005 per share (the "Common Stock") at a price of $2.3152 per share. The Shares of Common Stock were offered by Fluent pursuant to its shelf registration statement on Form S-3 (File No. 333-281805), which was declared effective by the Securities and Exchange Commission on September 9, 2024. GVIC's purchase of the Shares caused GVIC's beneficial ownership in Fluent to exceed 10%.