GLOBAL VALUE INVESTMENT CORP. - 25 Oct 2024 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
10%+ Owner
Signature
/s/ James P. Geygan, Chief Executive Officer
Issuer symbol
RMCF
Transactions as of
25 Oct 2024
Transactions value $
$140,136
Form type
4
Filing time
29 Oct 2024, 16:24:26 UTC
Previous filing
25 Oct 2024
Next filing
03 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Award +15.9K +0.87% 1.83M 25 Oct 2024 See footnotes. F1, F2, F3
transaction RMCF Common Stock Purchase $18.7K +6.24K +0.34% $2.99 1.84M 28 Oct 2024 See footnotes. F2, F3, F4
transaction RMCF Common Stock Purchase $121K +42.1K +2.29% $2.89 1.88M 29 Oct 2024 See footnotes. F2, F3, F4
holding RMCF Common Stock 6.21K 25 Oct 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the annual common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program for the period November 30, 2023, to August 31, 2024.
F2 In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
F3 In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
F4 The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.