Frances Arnold - Nov 29, 2024 Form 4 Insider Report for Alphabet Inc. (GOOGL)

Role
Director
Signature
/s/ Valentina Margulis, as Attorney-in-Fact for Frances H. Arnold
Stock symbol
GOOGL
Transactions as of
Nov 29, 2024
Transactions value $
-$18,868
Form type
4
Date filed
12/2/2024, 05:39 PM
Previous filing
Nov 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GOOGL Class C Capital Stock Sale -$18.9K -111 -0.66% $169.98 16.6K Nov 29, 2024 Direct
holding GOOGL Class C Google Stock Units 421 Nov 29, 2024 Direct F1
holding GOOGL Class C Google Stock Units 1.24K Nov 29, 2024 Direct F2
holding GOOGL Class C Google Stock Units 1.84K Nov 29, 2024 Direct F3
holding GOOGL Class C Google Stock Units 1.75K Nov 29, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F2 1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F3 1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F4 1/48 of GSUs will vest on the 25th day of each month following the grant date for 31 months and on the 1st day of each month for the following 17 months, subject to continued employment on such vesting dates.

Remarks:

Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 26, 2024.