FRANCES ARNOLD - 04 Nov 2024 Form 4 Insider Report for Alphabet Inc. (GOOGL)

Role
Director
Signature
/s/ Valentina Margulis, as Attorney-in-Fact for Frances H. Arnold
Issuer symbol
GOOGL
Transactions as of
04 Nov 2024
Net transactions value
-$75,437
Form type
4
Filing time
04 Nov 2024, 20:50:04 UTC
Previous filing
17 Sep 2024
Next filing
02 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GOOGL Class C Capital Stock Sale $75,437 -441 -2.6% $171.06 16,490 04 Nov 2024 Direct
holding GOOGL Class C Google Stock Units 481 04 Nov 2024 Direct F1
holding GOOGL Class C Google Stock Units 1,303 04 Nov 2024 Direct F2
holding GOOGL Class C Google Stock Units 1,899 04 Nov 2024 Direct F3
holding GOOGL Class C Google Stock Units 1,793 04 Nov 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F2 1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F3 1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F4 1/48th of GSU grant vested on July 25, 2024 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

Remarks:

Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 26, 2024.