| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Gift | $0 | -676 | -0.64% | $0.00 | 105K | Nov 12, 2024 | Direct | F1, F2 |
| transaction | KLAC | Common Stock | Sale | -$9.49M | -14.3K | -13.67% | $663.01 | 90.3K | Nov 12, 2024 | Direct | F2, F3 |
| transaction | KLAC | Common Stock | Gift | $0 | -2.38K | -100% | $0.00 | 0 | Nov 12, 2024 | By Trust | F1, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023. |
| F2 | The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of restricted stock units ("RSUs"). |
| F3 | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023. |
| F4 | Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. |