| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Tax liability | -$1.6M | -2.27K | -1.68% | $703.48 | 133K | Aug 6, 2024 | Direct | F1, F2 |
| transaction | KLAC | Common Stock | Tax liability | -$7.2M | -10.2K | -7.69% | $703.48 | 123K | Aug 6, 2024 | Direct | F3, F4 |
| transaction | KLAC | Common Stock | Sale | -$12.3M | -17.4K | -14.2% | $705.01 | 105K | Aug 6, 2024 | Direct | F4, F5 |
| transaction | KLAC | Common Stock | Gift | $0 | -3.06K | -56.21% | $0.00 | 2.38K | Aug 6, 2024 | By Trust | F6, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | On August 6, 2020, the Reporting Person was granted restricted stock units ("RSUs") for 18,348.000 shares of KLA common stock. On August 6, 2024, the remaining twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2024. |
| F2 | The number of shares of KLA common stock includes 83,134.721 shares issuable upon vesting of RSUs. |
| F3 | On August 6, 2024, the remaining fifty percent (50%) of the performance-based restricted stock units granted on August 6, 2020 vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2024. |
| F4 | The number of shares of KLA common stock includes 62,493.721 shares issuable upon vesting of RSUs. |
| F5 | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023. |
| F6 | This gift was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2023. |
| F7 | Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. |