Jay David Caplan - 10 Nov 2024 Form 4 Insider Report for FRACTYL HEALTH, INC. (GUTS)

Role
President, Chief Product Off.
Signature
/s/ Lisa A. Davidson, Attorney-in-fact
Issuer symbol
GUTS
Transactions as of
10 Nov 2024
Net transactions value
-$158,541
Form type
4
Filing time
13 Nov 2024, 18:25:35 UTC
Previous filing
13 Sep 2024
Next filing
03 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUTS Common Stock Options Exercise $0 +187,257 +614% $0.000000 217,741 10 Nov 2024 Direct F1
transaction GUTS Common Stock Sale $158,541 -64,197 -29% $2.47 153,544 11 Nov 2024 Direct F2
holding GUTS Common Stock 358,806 10 Nov 2024 By Trust
holding GUTS Common Stock 118,810 10 Nov 2024 By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUTS Restricted Stock Unit Options Exercise $0 -187,257 -100% $0.000000 0 10 Nov 2024 Common Stock 187,257 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date.
F2 Represents shares sold for tax-withholding purposes due upon the vesting of the restricted stock units.