Key facts
- This page summarizes Jay David Caplan's Form 4 filing for FRACTYL HEALTH, INC. (GUTS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Nov 2024, 18:25.
Jay David Caplan - 10 Nov 2024 Form 4 Insider Report for FRACTYL HEALTH, INC. (GUTS)
- Reporting relationship
- President, Chief Product Off.
- Issuer ticker
- GUTS
- Reported as of
- 10 Nov 2024
- Net transaction value
- -$158,541
- SEC form
- 4
- Accepted by SEC
- 13 Nov 2024, 18:25:35 UTC
- Prior SEC filing
- 13 Sep 2024
- Next SEC filing
- 03 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lisa A. Davidson, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jay David Caplan filed Form 4 for FRACTYL HEALTH, INC. (GUTS) on 13 Nov 2024.
Change
- Previous filing in this sequence was filed on 13 Sep 2024.
- Current net transaction value: -$158,541.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GUTS
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +187,257
- Change %
- +614%
- Price
- $0.000000
- Shares after
- 217,741
- Date
- 10 Nov 2024
- Ownership
- Direct
- Footnotes
- F1
GUTS
transaction
Common Stock
Sale
- Transaction value
- $158,541
- Shares
- -64,197
- Change %
- -29%
- Price
- $2.47
- Shares after
- 153,544
- Date
- 11 Nov 2024
- Ownership
- Direct
- Footnotes
- F2
GUTS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 358,806
- Date
- 10 Nov 2024
- Ownership
- By Trust
GUTS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 118,810
- Date
- 10 Nov 2024
- Ownership
- By Family Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GUTS
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -187,257
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 10 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 187,257
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date.
Footnote F2
Represents shares sold for tax-withholding purposes due upon the vesting of the restricted stock units.