Jay David Caplan - Nov 10, 2024 Form 4 Insider Report for FRACTYL HEALTH, INC. (GUTS)

Role
President, Chief Product Off.
Signature
/s/ Lisa A. Davidson, Attorney-in-fact
Stock symbol
GUTS
Transactions as of
Nov 10, 2024
Transactions value $
-$158,541
Form type
4
Date filed
11/13/2024, 06:25 PM
Previous filing
Sep 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUTS Common Stock Options Exercise $0 +187K +614.28% $0.00 218K Nov 10, 2024 Direct F1
transaction GUTS Common Stock Sale -$159K -64.2K -29.48% $2.47 154K Nov 11, 2024 Direct F2
holding GUTS Common Stock 359K Nov 10, 2024 By Trust
holding GUTS Common Stock 119K Nov 10, 2024 By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUTS Restricted Stock Unit Options Exercise $0 -187K -100% $0.00 0 Nov 10, 2024 Common Stock 187K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vested in full on November 10, 2024 and have no expiration date.
F2 Represents shares sold for tax-withholding purposes due upon the vesting of the restricted stock units.