Jay David Caplan - 12 Sep 2024 Form 4 Insider Report for FRACTYL HEALTH, INC. (GUTS)

Signature
/s/ Lisa A. Davidson, Attorney-in-fact
Issuer symbol
GUTS
Transactions as of
12 Sep 2024
Net transactions value
-$26,151
Form type
4
Filing time
13 Sep 2024, 18:39:14 UTC
Previous filing
08 Feb 2024
Next filing
13 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUTS Common Stock Options Exercise $162,323 +95,484 $1.70 95,484 12 Sep 2024 Direct
transaction GUTS Common Stock Sale $188,474 -65,000 -68% $2.90 30,484 12 Sep 2024 Direct F1
holding GUTS Common Stock 358,806 12 Sep 2024 By Trust
holding GUTS Common Stock 118,810 12 Sep 2024 By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUTS Stock Option Options Exercise $0 -95,484 -100% $0.000000 0 12 Sep 2024 Common Stock 95,484 $1.70 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $2.85 to $3.06. The Reporting Person undertakes to provide upon request the Staff of the Securities and Exchange Commission, the Issuer, or any stockholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
F2 The option is fully vested and exercisable.