Key facts
- This page summarizes Jay David Caplan's Form 4 filing for FRACTYL HEALTH, INC. (GUTS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Sep 2024, 18:39.
Jay David Caplan - 12 Sep 2024 Form 4 Insider Report for FRACTYL HEALTH, INC. (GUTS)
- Reporting relationship
- President, Chief Product Off.
- Issuer ticker
- GUTS
- Reported as of
- 12 Sep 2024
- Net transaction value
- -$26,151
- SEC form
- 4
- Accepted by SEC
- 13 Sep 2024, 18:39:14 UTC
- Prior SEC filing
- 08 Feb 2024
- Next SEC filing
- 13 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lisa A. Davidson, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jay David Caplan filed Form 4 for FRACTYL HEALTH, INC. (GUTS) on 13 Sep 2024.
Change
- Previous filing in this sequence was filed on 08 Feb 2024.
- Current net transaction value: -$26,151.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GUTS
transaction
Common Stock
Options Exercise
- Transaction value
- $162,323
- Shares
- +95,484
- Change %
- Price
- $1.70
- Shares after
- 95,484
- Date
- 12 Sep 2024
- Ownership
- Direct
GUTS
transaction
Common Stock
Sale
- Transaction value
- $188,474
- Shares
- -65,000
- Change %
- -68%
- Price
- $2.90
- Shares after
- 30,484
- Date
- 12 Sep 2024
- Ownership
- Direct
- Footnotes
- F1
GUTS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 358,806
- Date
- 12 Sep 2024
- Ownership
- By Trust
GUTS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 118,810
- Date
- 12 Sep 2024
- Ownership
- By Family Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GUTS
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -95,484
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 12 Sep 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 95,484
- Exercise price
- $1.70
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $2.85 to $3.06. The Reporting Person undertakes to provide upon request the Staff of the Securities and Exchange Commission, the Issuer, or any stockholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
Footnote F2
The option is fully vested and exercisable.