Jay David Caplan - Sep 12, 2024 Form 4 Insider Report for FRACTYL HEALTH, INC. (GUTS)

Role
President, Chief Product Off.
Signature
/s/ Lisa A. Davidson, Attorney-in-fact
Stock symbol
GUTS
Transactions as of
Sep 12, 2024
Transactions value $
-$26,151
Form type
4
Date filed
9/13/2024, 06:39 PM
Previous filing
Feb 8, 2024
Next filing
Nov 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUTS Common Stock Options Exercise $162K +95.5K $1.70 95.5K Sep 12, 2024 Direct
transaction GUTS Common Stock Sale -$188K -65K -68.07% $2.90 30.5K Sep 12, 2024 Direct F1
holding GUTS Common Stock 359K Sep 12, 2024 By Trust
holding GUTS Common Stock 119K Sep 12, 2024 By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GUTS Stock Option Options Exercise $0 -95.5K -100% $0.00 0 Sep 12, 2024 Common Stock 95.5K $1.70 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $2.85 to $3.06. The Reporting Person undertakes to provide upon request the Staff of the Securities and Exchange Commission, the Issuer, or any stockholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
F2 The option is fully vested and exercisable.