Graham Fleming - Nov 7, 2024 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role
Chief Executive Officer
Signature
/s/ Carli Penney, as Attorney-in-Fact
Stock symbol
FOA
Transactions as of
Nov 7, 2024
Transactions value $
$0
Form type
4
Date filed
11/12/2024, 07:40 PM
Previous filing
Apr 3, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FOA Options (Right to Buy) Award $0 +200K $0.00 200K Nov 7, 2024 Class A Common Stock 200K $25.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options shall vest on the second anniversary of the vesting reference date, November 7, 2024, subject to the reporting person's continued employment.
F2 These options are exercisable on a one-for-one basis for limited liability company units of Finance of America Equity Capital LLC, which units are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis, pursuant to the terms of an exchange agreement, dated as of April 1, 2021. These exchange rights do not expire.