Romolo Santarosa - Nov 6, 2024 Form 4 Insider Report for HANMI FINANCIAL CORP (HAFC)

Role: Chief Financial Officer
Signature: /s/ Romolo Santarosa
Stock symbol: HAFC
Transactions as of: Nov 6, 2024
Transactions value $: -$60,988
Form type: 4
Date filed: 11/8/2024, 02:57 PM
Previous filing: Apr 15, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HAFC	Common Stock	Options Exercise	$583K	+25K	+39.6%	$23.31	88.1K	Nov 6, 2024	Direct	F1
transaction	HAFC	Common Stock	Sale	-$644K	-25K	-28.37%	$25.75	63.1K	Nov 6, 2024	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HAFC	Stock Options	Options Exercise	$0	-25K	-100%	$0.00	0	Nov 6, 2024	Common Stock	25K	$23.31	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024.
F2	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.55 to $25.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Content

Includes shares of common stock issued under the 2021 Equity Compensation Plan, which vest over three years from the date of grant, April 1, 2024.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.55 to $25.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.