Equitable Holdings, Inc. - Nov 4, 2024 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Affiliate of holder of general partnership units.
Signature
/s/ Michael Brudoley, Assistant Secretary, Equitable Holdings, Inc.
Stock symbol
AB
Transactions as of
Nov 4, 2024
Transactions value $
$24,581,900
Form type
4
Date filed
11/6/2024, 04:30 PM
Previous filing
Sep 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB Units Purchase $24.6M +700K +22.82% $35.12 3.77M Sep 20, 2024 Direct F1, F2, F3, F4
holding AB Units 1.44M Nov 4, 2024 By affiliate F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding").
F2 On November 4, 2024, Equitable Holdings Inc. ("Equitable Holdings") purchased 700,000 Holding Units in a privately-negotiated transaction.
F3 Equitable Holdings beneficially owns directly 3,766,838 Holding Units and beneficially owns indirectly 1,444,356 Holding Units beneficially owned directly by Alpha Units Holding, LLC, a wholly-owned subsidiary of Equitable Holdings.
F4 In addition to the Holding Units reported in this Form 4, the Reporting Person and its affiliates beneficially own units of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P. ("AllianceBernstein") as follows. As of November 4, 2024, EQH beneficially owned directly 53,780,230 AB Capital Units; Alpha Units Holdings, LLC beneficially owned 74,406,933 AB Capital Units; and Alpha Units Holding II, LLC beneficially owned directly 41,934,582 AB Capital Units. For more information on the Reporting Person and its affiliates' holdings of AB Capital Units, see their separate Form 4 filings with respect to AB Capital Units.

Remarks:

Affiliate of holder of general partnership units.