| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AB | Units | Purchase | $17.1M | +500K | +19.48% | $34.18 | 3.07M | Sep 20, 2024 | Direct | F1, F2, F3, F4 |
| holding | AB | Units | 1.44M | Sep 20, 2024 | By affiliate | F1, F3 |
| Id | Content |
|---|---|
| F1 | Units representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding"). |
| F2 | On September 20, 2024, Equitable Holdings, Inc. ("Equitable Holdings") purchased 500,000 Holding Units in a privately-negotiated transaction. |
| F3 | Equitable Holdings beneficially owns directly 3,066,838 Holding Units and beneficially owns indirectly 1,444,356 Holding Units beneficially owned directly by Alpha Units Holding, LLC, a wholly-owned subsidiary of Equitable Holdings. |
| F4 | In addition to the Holding Units reported in this Form 4, the Reporting Person and its affiliates beneficially own units of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P. ("AllianceBernstein") as follows. As of September 20, 2024, EQH beneficially owned directly 53,780,230 AB Capital Units; Alpha Units Holdings, LLC beneficially owned 74,406,933 AB Capital Units; and Alpha Units Holding II, LLC beneficially owned directly 41,934,582 AB Capital Units. For more information on the Reporting Person and its affiliates' holdings of AB Capital Units, see their separate Form 4 filings with respect to AB Capital Units. |
Affiliate of holder of general partnership units.