James F. Kessler - Sep 23, 2024 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for James F. Kessler
Stock symbol
RBA
Transactions as of
Sep 23, 2024
Transactions value $
-$757,345
Form type
4
Date filed
9/24/2024, 12:07 PM
Previous filing
Sep 20, 2024
Next filing
Dec 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $748K +17.9K +20.73% $41.84 104K Sep 23, 2024 Direct
transaction RBA Common Shares Sale -$1.51M -17.9K -17.17% $84.19 86.2K Sep 23, 2024 Direct
holding RBA Common Shares 1.17K Sep 23, 2024 Employee Stock Purchase Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -17.9K -100% $0.00 0 Sep 23, 2024 Common Shares 17.9K $41.84 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The option was granted on May 12, 2020 and vests in three equal annual installments beginning May 12, 2021.