James F. Kessler - 09 Sep 2024 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for James F. Kessler
Issuer symbol
RBA
Transactions as of
09 Sep 2024
Net transactions value
-$737,674
Form type
4
Filing time
10 Sep 2024, 18:55:26 UTC
Previous filing
13 Aug 2024
Next filing
17 Sep 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $748,225 +17,883 +21% $41.84 104,130 09 Sep 2024 Direct
transaction RBA Common Shares Sale $1,485,898 -17,883 -17% $83.09 86,247 09 Sep 2024 Direct
holding RBA Common Shares 1,166 09 Sep 2024 Employee Stock Purchase Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -17,883 -33% $0.000000 35,766 09 Sep 2024 Common Shares 17,883 $41.84 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The option was granted on May 12, 2020 and vests in three equal annual installments beginning May 12, 2021.