| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Common Stock | Sale | -$18.7K | -827 | -2.11% | $22.57 | 38.4K | Aug 19, 2024 | By The Mark A. Shaffer Revocable Trust | |
| transaction | LQDT | Common Stock | Options Exercise | $33.7K | +3.56K | +9.28% | $9.46 | 42K | Aug 19, 2024 | By The Mark A. Shaffer Revocable Trust | F1 |
| transaction | LQDT | Common Stock | Sale | -$78.6K | -3.56K | -8.49% | $22.04 | 38.4K | Aug 19, 2024 | By The Mark A. Shaffer Revocable Trust | |
| transaction | LQDT | Common Stock | Options Exercise | $19.8K | +3.25K | +8.45% | $6.11 | 41.7K | Aug 19, 2024 | By The Mark A. Shaffer Revocable Trust | F2 |
| transaction | LQDT | Common Stock | Options Exercise | $69.2K | +10.3K | +24.82% | $6.69 | 52K | Aug 19, 2024 | By The Mark A. Shaffer Revocable Trust | F2 |
| transaction | LQDT | Common Stock | Options Exercise | $114K | +12.1K | +23.18% | $9.46 | 64.1K | Aug 19, 2024 | By The Mark A. Shaffer Revocable Trust | F2 |
| transaction | LQDT | Common Stock | Sale | -$203K | -8.92K | -13.93% | $22.76 | 55.1K | Aug 19, 2024 | By The Mark A. Shaffer Revocable Trust | F4 |
| transaction | LQDT | Common Stock | Sale | -$22.1K | -1K | -1.81% | $22.10 | 54.1K | Aug 20, 2024 | By The Mark A. Shaffer Revocable Trust | |
| transaction | LQDT | Common Stock | Sale | -$168K | -7.67K | -14.17% | $21.94 | 46.5K | Aug 21, 2024 | By The Mark A. Shaffer Revocable Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Stock Option Grant | Options Exercise | $0 | -3.25K | -100% | $0.00 | 0 | Aug 19, 2024 | Common Stock | 3.25K | $6.11 | Direct | F3, F5 |
| transaction | LQDT | Stock Option Grant | Options Exercise | $0 | -10.3K | -100% | $0.00 | 0 | Aug 19, 2024 | Common Stock | 10.3K | $6.69 | Direct | F3, F6 |
| transaction | LQDT | Stock Option Grant | Options Exercise | $0 | -21.2K | -82.66% | $0.00 | 4.44K | Aug 19, 2024 | Common Stock | 25.6K | $9.46 | Direct | F3, F7 |
| holding | LQDT | Restricted Stock Unit Grant | 1.91K | Aug 19, 2024 | Common Stock | 1.91K | Direct | F8, F11 | ||||||
| holding | LQDT | Stock Option Grant | 7.74K | Aug 19, 2024 | Common Stock | 7.74K | $22.20 | Direct | F9 | |||||
| holding | LQDT | Stock Option Grant | 7.74K | Aug 19, 2024 | Common Stock | 7.74K | $22.20 | Direct | F10 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 6.54K | Aug 19, 2024 | Common Stock | 6.54K | Direct | F11, F12 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 6.54K | Aug 19, 2024 | Common Stock | 6.54K | Direct | F11, F13 | ||||||
| holding | LQDT | Stock Option Grant | 10.4K | Aug 19, 2024 | Common Stock | 10.4K | $14.00 | Direct | F14 | |||||
| holding | LQDT | Stock Option Grant | 10.4K | Aug 19, 2024 | Common Stock | 10.4K | $14.00 | Direct | F15 | |||||
| holding | LQDT | Restrcited Stock Unit Grant | 9.71K | Aug 19, 2024 | Common Stock | 9.71K | Direct | F11, F16 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 13K | Aug 19, 2024 | Common Stock | 13K | Direct | F11, F14 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 14.6K | Aug 19, 2024 | Common Stock | 14.6K | Direct | F11, F17 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 14.6K | Aug 19, 2024 | Common Stock | 14.6K | Direct | F11, F18 | ||||||
| holding | LQDT | Stock Option Grant | 11.8K | Aug 19, 2024 | Common Stock | 11.8K | $17.31 | Direct | F14 | |||||
| holding | LQDT | Stock Option Grant | 11.8K | Aug 19, 2024 | Common Stock | 11.8K | $17.31 | Direct | F19 |
| Id | Content |
|---|---|
| F1 | The reporting person exercised 9,119 stock options; 5,555 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,564 shares were acquired by the reporting person. |
| F2 | Represents an exercise of stock options. |
| F3 | Represents an exercise of stock options. |
| F4 | The reporting person surrendered 8,923 shares with a market value of $203,087.48 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., the 3,245 options at $6.11, the 10,342 stock options at $6.69 and 12, 055 stock options at $9.46). |
| F5 | 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| F6 | 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F7 | 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| F8 | 11. Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| F9 | These options become exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F10 | 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F11 | Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. |
| F12 | These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F13 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |
| F14 | These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| F15 | 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F16 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| F17 | These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| F18 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028. |
| F19 | 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |