| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Common Stock | Options Exercise | $0 | +2.08K | +6.47% | $0.00 | 34.3K | Jan 2, 2024 | By The Mark A. Shaffer Revocable Trust | F1 |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +1.3K | +3.8% | $0.00 | 35.6K | Jan 2, 2024 | By The Mark A. Shaffer Revocable Trust | F2 |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +1.48K | +4.17% | $0.00 | 37K | Jan 2, 2024 | By The Mark A. Shaffer Revocable Trust | F3 |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +2.2K | +5.94% | $0.00 | 39.2K | Jan 2, 2024 | By The Mark A. Shaffer Revocable Trust | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -3.06K | -100% | $0.00* | 0 | Jan 2, 2024 | Common Stock | 3.06K | Direct | F7, F8, F9 | |
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -1.91K | -50.01% | $0.00 | 1.91K | Jan 2, 2024 | Common Stock | 3.83K | Direct | F7, F8, F11 | |
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -2.18K | -25% | $0.00 | 6.54K | Jan 2, 2024 | Common Stock | 8.72K | Direct | F7, F8, F14 | |
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -3.24K | -25% | $0.00 | 9.71K | Jan 2, 2024 | Common Stock | 13K | Direct | F7, F8, F18 | |
| holding | LQDT | Stock Option Grant | 3.25K | Jan 2, 2024 | Common Stock | 3.25K | $6.11 | Direct | F5 | |||||
| holding | LQDT | Stock Option Grant | 10.3K | Jan 2, 2024 | Common Stock | 10.3K | $6.69 | Direct | F6 | |||||
| holding | LQDT | Stock Option Grant | 25.6K | Jan 2, 2024 | Common Stock | 25.6K | $9.46 | Direct | F10 | |||||
| holding | LQDT | Stock Option Grant | 7.74K | Jan 2, 2024 | Common Stock | 7.74K | $22.20 | Direct | F12 | |||||
| holding | LQDT | Stock Option Grant | 7.74K | Jan 2, 2024 | Common Stock | 7.74K | $22.20 | Direct | F13 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 6.54K | Jan 2, 2024 | Common Stock | 6.54K | Direct | F7, F15 | ||||||
| holding | LQDT | Stock Option Grant | 10.4K | Jan 2, 2024 | Common Stock | 10.4K | $14.00 | Direct | F16 | |||||
| holding | LQDT | Stock Option Grant | 10.4K | Jan 2, 2024 | Common Stock | 10.4K | $14.00 | Direct | F17 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 13K | Jan 2, 2024 | Common Stock | 13K | Direct | F7, F16 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 14.6K | Jan 2, 2024 | Common Stock | 14.6K | Direct | F7, F19 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 14.6K | Jan 2, 2024 | Common Stock | 14.6K | Direct | F7, F20 | ||||||
| holding | LQDT | Stock Option Grant | 11.8K | Jan 2, 2024 | Common Stock | 11.8K | $17.31 | Direct | F16 | |||||
| holding | LQDT | Stock Option Grant | 11.8K | Jan 2, 2024 | Common Stock | 11.8K | $17.31 | Direct | F21 |
| Id | Content |
|---|---|
| F1 | Represents the net issuance of 2,083 shares from the vesting of 3,062 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 979 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. |
| F2 | Represents the net issuance of 1,301 shares from the vesting of 1,913 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 612 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. |
| F3 | Represents the net issuance of 1,483 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 697 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. |
| F4 | Represents the net issuance of 2,202 shares from the vesting of 3,238 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,036 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. |
| F5 | 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| F6 | 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |
| F7 | Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. |
| F8 | Represents the vesting of restricted stock units. |
| F9 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| F10 | 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F11 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| F12 | These options become exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F13 | 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F14 | These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F15 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |
| F16 | These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| F17 | 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F18 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| F19 | These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| F20 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028. |
| F21 | 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |