Mark Wellings - Aug 13, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Director
Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Mark Wellings
Stock symbol
LICY
Transactions as of
Aug 13, 2024
Transactions value $
-$15,669
Form type
4
Date filed
8/15/2024, 09:06 PM
Previous filing
May 28, 2024
Next filing
Sep 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Sale -$15.7K -6.25K -12.19% $2.51 45K Aug 13, 2024 Direct F1, F2, F3
holding LICY Common Shares 28.8K Aug 13, 2024 By ZCR Corp. F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.50 to $2.53.
F2 Includes 38,452 RSUs previously awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F3 On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of securities reported on this Form 4 have been adjusted to reflect the Share Consolidation.
F4 Consists of common shares held by ZCR Corp. Mr. Wellings is the sole owner of ZCR Corp. and has voting or investment control over the common shares held by ZCR Corp.