| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LICY | Common Shares | Sale | -$3.44K | -1.38K | -1.34% | $2.50 | 102K | Aug 13, 2024 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs"). |
| F2 | Includes 3,933 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date. |
| F3 | On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of securities reported on this Form 4 have been adjusted to reflect the Share Consolidation. |
General Counsel and Corporate Secretary