Scott Pintoff - Aug 13, 2024 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Scott Pintoff
Stock symbol
MKTX
Transactions as of
Aug 13, 2024
Transactions value $
-$216,009
Form type
4
Date filed
8/14/2024, 04:15 PM
Previous filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Sale -$216K -900 -9.47% $240.01 8.6K Aug 13, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions were executed in multiple trades at prices ranging from $240.00 to $240.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.