Scott Pintoff - 15 Feb 2024 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
General Counsel and Secretary
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Scott Pintoff
Issuer symbol
MKTX
Transactions as of
15 Feb 2024
Net transactions value
-$48,431
Form type
4
Filing time
16 Feb 2024, 17:00:19 UTC
Previous filing
02 Feb 2024
Next filing
14 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +1,855 +27% $0.000000 8,827 15 Feb 2024 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Award $0 +899 +10% $0.000000 9,726 15 Feb 2024 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $48,431 -224 -2.3% $216.21 9,502 15 Feb 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027.
F2 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 25% on February 15, 2025, 25% on February 15, 2026, 25% on February 15, 2027, and 25% on February 15, 2028.
F3 Represents the surrender of shares to the Company to satisfy the reporting owner's tax withholding obligation upon the vesting of restricted stock units previously granted to the reporting owner.