Adam Berlew - Jun 5, 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Director
Signature
/s/ Adam Berlew
Stock symbol
SF
Transactions as of
Jun 5, 2024
Transactions value $
$150,000
Form type
4
Date filed
6/7/2024, 04:22 PM
Previous filing
Jun 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +2.5K +24.98% $0.00 12.5K Jun 7, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phontom Stock Unit Options Exercise $0 -2.5K -100% $0.00* 0 Jun 7, 2024 Common Stock 2.5K $0.00 Direct F1, F2
transaction SF Phontom Stock Unit Award $150K +1.91K $78.37 1.91K Jun 5, 2024 Common Stock 1.91K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units
F3 Units vest quarterly over a one year period.