William C. Mitchell - 07 May 2024 Form 4 Insider Report for FIRST US BANCSHARES, INC. (FUSB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 May 2024, 14:34:33 UTC
Prior SEC filing
28 Mar 2024
Next SEC filing
18 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Beverly J. Dozier, by power of attorney

Key filing fact

William C. Mitchell filed Form 4 for FIRST US BANCSHARES, INC. (FUSB) on 08 May 2024.

Key facts

  • This page summarizes William C. Mitchell's Form 4 filing for FIRST US BANCSHARES, INC. (FUSB).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 08 May 2024, 14:34.

Change

  • Previous filing in this sequence was filed on 28 Mar 2024.
  • Current net transaction value: -$9,274.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FUSB transaction

Common Stock, $.01 par value

Options Exercise

Transaction value
$60,750
Shares
+7,500
Change %
+50%
Price
$8.10
Shares after
22,600
Date
07 May 2024
Ownership
Direct
FUSB transaction

Common Stock, $.01 par value

Tax liability

Transaction value
$65,854
Shares
-6,320
Change %
-28%
Price
$10.42
Shares after
16,280
Date
07 May 2024
Ownership
Direct
FUSB transaction

Common Stock, $.01 par value

Options Exercise

Transaction value
$53,495
Shares
+6,500
Change %
+40%
Price
$8.23
Shares after
22,780
Date
07 May 2024
Ownership
Direct
FUSB transaction

Common Stock, $.01 par value

Tax liability

Transaction value
$57,664
Shares
-5,534
Change %
-24%
Price
$10.42
Shares after
17,246
Date
07 May 2024
Ownership
Direct
FUSB holding

Common Stock, $.01 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,114
Date
07 May 2024
Ownership
401K
Footnotes
F1
FUSB holding

Common Stock, $.01 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,353
Date
07 May 2024
Ownership
401K, by Spouse
Footnotes
F1
FUSB holding

Common Stock, $.01 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,209
Date
07 May 2024
Ownership
By Spouse
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FUSB transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-7,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 May 2024
Ownership
Direct
Underlying class
Common Stock, $.01 par value
Underlying amount
7,500
Exercise price
$8.10
FUSB transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-6,500
Change %
-100%
Price
$0.000000*
Shares after
0
Date
07 May 2024
Ownership
Direct
Underlying class
Common Stock, $.01 par value
Underlying amount
6,500
Exercise price
$8.23
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Based on information provided by OneAmerica, the recordkeeper of the First US Bancshares, Inc. 401(K) Plan, as of 5/7/24.

Footnote F2

Shares owned by spouse of which reporting person disclaims beneficial ownership.

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