William C. Mitchell - 07 May 2024 Form 4 Insider Report for FIRST US BANCSHARES, INC. (FUSB)

Role
SEVP-Consumer Lending-Bank
Signature
/s/Beverly J. Dozier, by power of attorney
Issuer symbol
FUSB
Transactions as of
07 May 2024
Net transactions value
-$9,274
Form type
4
Filing time
08 May 2024, 14:34:33 UTC
Previous filing
28 Mar 2024
Next filing
18 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FUSB Common Stock, $.01 par value Options Exercise $60,750 +7,500 +50% $8.10 22,600 07 May 2024 Direct
transaction FUSB Common Stock, $.01 par value Tax liability $65,854 -6,320 -28% $10.42 16,280 07 May 2024 Direct
transaction FUSB Common Stock, $.01 par value Options Exercise $53,495 +6,500 +40% $8.23 22,780 07 May 2024 Direct
transaction FUSB Common Stock, $.01 par value Tax liability $57,664 -5,534 -24% $10.42 17,246 07 May 2024 Direct
holding FUSB Common Stock, $.01 par value 8,114 07 May 2024 401K F1
holding FUSB Common Stock, $.01 par value 3,353 07 May 2024 401K, by Spouse F1
holding FUSB Common Stock, $.01 par value 1,209 07 May 2024 By Spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FUSB Stock Option (right to buy) Options Exercise $0 -7,500 -100% $0.000000* 0 07 May 2024 Common Stock, $.01 par value 7,500 $8.10 Direct
transaction FUSB Stock Option (right to buy) Options Exercise $0 -6,500 -100% $0.000000* 0 07 May 2024 Common Stock, $.01 par value 6,500 $8.23 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Based on information provided by OneAmerica, the recordkeeper of the First US Bancshares, Inc. 401(K) Plan, as of 5/7/24.
F2 Shares owned by spouse of which reporting person disclaims beneficial ownership.