William C. Mitchell - May 7, 2024 Form 4 Insider Report for FIRST US BANCSHARES, INC. (FUSB)

Role
SEVP-Consumer Lending-Bank
Signature
/s/Beverly J. Dozier, by power of attorney
Stock symbol
FUSB
Transactions as of
May 7, 2024
Transactions value $
-$9,274
Form type
4
Date filed
5/8/2024, 02:34 PM
Previous filing
Mar 28, 2024
Next filing
Jun 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FUSB Common Stock, $.01 par value Options Exercise $60.8K +7.5K +49.67% $8.10 22.6K May 7, 2024 Direct
transaction FUSB Common Stock, $.01 par value Tax liability -$65.9K -6.32K -27.96% $10.42 16.3K May 7, 2024 Direct
transaction FUSB Common Stock, $.01 par value Options Exercise $53.5K +6.5K +39.93% $8.23 22.8K May 7, 2024 Direct
transaction FUSB Common Stock, $.01 par value Tax liability -$57.7K -5.53K -24.29% $10.42 17.2K May 7, 2024 Direct
holding FUSB Common Stock, $.01 par value 8.11K May 7, 2024 401K F1
holding FUSB Common Stock, $.01 par value 3.35K May 7, 2024 401K, by Spouse F1
holding FUSB Common Stock, $.01 par value 1.21K May 7, 2024 By Spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FUSB Stock Option (right to buy) Options Exercise $0 -7.5K -100% $0.00* 0 May 7, 2024 Common Stock, $.01 par value 7.5K $8.10 Direct
transaction FUSB Stock Option (right to buy) Options Exercise $0 -6.5K -100% $0.00* 0 May 7, 2024 Common Stock, $.01 par value 6.5K $8.23 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Based on information provided by OneAmerica, the recordkeeper of the First US Bancshares, Inc. 401(K) Plan, as of 5/7/24.
F2 Shares owned by spouse of which reporting person disclaims beneficial ownership.